Brian Lee – Securities Industry Essentials (SIE)

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle

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Brian Lee – Securities Industry Essentials (SIE)

The new Securities Industry Essentials (SIE) exam is based on common industry knowledge and general concepts

Your Instructor

Brian Lee
Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Introduction

Downloable Class Notes

SIE Introduction (19:40)

UNIT 1 Knowledge of Capital Markets

Lesson 1- SRO’s , Customers and Others (16:12)

Lesson 2 (21:13)

Lesson 3 (15:05)

Lesson 4 (7:10)

UNIT 2 Understanding Products and Their Risks

Lesson 1- Equity Securities (13:39)

Lesson 2 – Corporate Debt Securities (23:23)

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Lesson 3 – Gov’t, Municipal and Money Market Securities (17:42)

Lesson 4 – Options (29:15)

Lesson 5 – Investment Companies (11:45)

Lesson 6 – Other Securities Products (12:21)

Unit 3 Trading, Customer Accounts and Prohibited Acitivities

Lesson 1 (22:18)

Lesson 2 (19:28)

Lesson 3 (7:08)

Unit 4 Regulatory Framework

Lesson 1 (11:21)

Practice Final Exam

Practice Exam

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